compliance officer
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compliance officer - How much money do you make working at this position?
Average salary at company EAMES CONSULTING is 8042£.
The national average salary is 2600£.
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Current offers for the position:
Marketing Compliance Officer London
Job Details Sector: Compliance Location: City of London Job Ref: JN -082023-81787_1692630561 Job Type: Permanent Salary: £55000 - £65000 per annum Contact: James Conn Start Date: ASAP Job Description Currently working with a Global Institutional Asset Manager (£130bn+AUM) who are looking for a Marketing Compliance Officer to join the London team. Responsibilities; Take ownership of the review and approval of marketing materials and communications for global distribution, ensuring compliance with relevant regulations, including CBDF, MiFID II, UCITS Directive, AIFMD, COBS 4 Take ownership of the Compliance Monitoring Programme in respect of marketing activity Support and take ownership as needed of the identification, analysis, implementation and monitoring of regulatory initiatives relevant to marketing activity Support the development of policies and guidance to ensure the firm has the necessary tools to produce compliant marketing materials and communications Own and develop the Marketing Compliance training programme for all staff involved in marketing production and dissemination. Provide support and deputising for the manager as required Experience required; Experience in Compliance within an asset management firm, with direct experience in marketing compliance. Strong knowledge of relevant regulations across EMEA, including MiFID II, UCITS, AIFMD, CBDF, COBS4 Please get in touch or apply for more information! james.conn@eamesconsulting.com Eames Consulting is acting as an Employment Agency in relation to this vacancy.
Investment Compliance Officer London
Job Details Sector: Compliance Location: City of London Job Ref: JN -092023-82160_1694426067 Job Type: Permanent Salary: £80000 - £100000 per annum Contact: James Conn Start Date: ASAP Job Description Global Hedge Fund based in London is looking for an Investment Compliance Officer to join their growing team. The Investment Compliance Officer will be responsible for providing compliance advice to investment staff on trade related regulatory queries and promoting a strong front office compliance culture. Responsibilities; Carry out the compliance monitoring program including trade monitoring and surveillance, trade and transaction reporting Review of trade errors, market abuse related matters and market soundings Conduct gap analysis and compliance desk reviews as well as annual compliance reviews Assist with monitoring regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Requirements; Practical experience with trade and non-trade related compliance matters (including trade monitoring) Exposure to/understanding of different types of instruments and asset classes (equities, equity derivatives, macro, commodities and credit) Knowledge of insider dealing rules and regulations Eames Consulting is acting as an Employment Agency in relation to this vacancy.
Junior Compliance Officer London
Job Details Sector: Compliance Location: City of London Job Ref: JN -082023-81919_1692631008 Job Type: Permanent Salary: £60000 - £80000 per annum Contact: James Conn Start Date: ASAP Job Description Working with a Global Hedge Fund looking to hire a Generalist into the London based Compliance team. Reporting directly into the CCO, you will be supporting the implementation and maintenance of the global compliance programme. Responsibilities; Running the core compliance programme (PAD, Conflicts, Gifts and entertainment, etc.). Regulatory reporting, long/short filings. Oversee watch/ restricted list/ wall crossing protocols. Oversee Compliance training and delivery. Conduct global monitoring and surveillance activities. Collaborate with other team members on policies, procedures and compliance issues on a global basis. Experience required; Ideally you will have 4+ years' experience acting as a compliance generalist within an investment management, hedge fund, trading firm Strong understanding and practical experience of regulatory frameworks Regulatory reporting and filings (e.g., Annex IV) Ability to work both independently as part of a cross-jurisdictional team essential Highly organised with strong attention to detail Please get in touch or apply for more information! james.conn@eamesconsulting.com Eames Consulting is acting as an Employment Agency in relation to this vacancy.
Compliance Officer London
Job Details Sector: Compliance Location: London Job Ref: JN -052023-80647_1687864975 Job Type: Fixed Term Contract Salary: Negotiable Contact: James Conn Duration: 12 Months Start Date: ASAP Job Description Working with a Global Asset Manager who are currently looking for a Compliance Officer for a maternity cover. This position will be generalist in nature, with a focus on monitoring of front office activities. Key responsibilities: Conducting trade compliance monitoring across all asset classes traded and implementing system improvements. Overseeing the provision of comprehensive advisory, monitoring and control services Advisory relating to multiple lines of strategy Keep up to date on relevant regulatory developments Undertake due diligence checks and sanctions screening Conduct thematic reviews and maintain and improve the compliance monitoring programme. Key requirements: Previous experience within an Asset Manager, Investment Bank or other buy-side firm Compliance experience across monitoring, surveillance & advisory would be ideal Eames Consulting is acting as an Employment Business in relation to this vacancy.
Senior Compliance Monitoring Officer London
My Insurance client is urgently seeking a Compliance Monitoring Officer to assist with the below; Provide robust regulatory advice, guidance and support, on all aspects of distribution related activities Conducting Quality Assurance on Compliance Monitoring...
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