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LANDMARK MORTGAGES is looking for employees for positions:
manager
manager
compliance manager
finance director
Responsibility
drafting, securing approval for and submitting regulatory responses, and handling any subsequent communications, overseeing the maintenance of the regulatory communications log
assessing and managing regulatory risk including compliance with data protection and financial crime legislation
undertaking documented compliance, financial crime and data protection risk assessments on an annual basis
overseeing the horizon scanning process and ensuring that the Compliance Universe is maintained
conducting gap analyses of proposed regulatory changes
providing accurate and insightful MI and reports to ExCo, the Risk Committee and the Board on communications with the regulator and live compliance issues
providing advice to regulatory change project teams to ensure that deliverables meet regulatory expectations
overseeing the regulatory reporting policy and ensuring that regulatory reporting is completed accurately and within the timescales required
Requirements
up to date and in-depth knowledge of FCA regulation and expectations including the consumer duty
strong working knowledge of either financial crime or data protection legislation
experience in a mortgage compliance function with good understanding of the mortgage process
proven ability to interpret regulation and legislation in a commercial context
demonstrable evidence of having exercised professional judgement, focussing on critical factors to resolve complex issues
relevant industry experience in the mortgage sector
compliance assurance and monitoring experience
ability to take an holistic view of business or compliance issues to ensure that the impact, or unintended consequences , are identified and understood