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AJB SEARCH is looking for employees for positions:
compliance officer
compliance officer
commercial manager
audit manager
compliance manager
investment analyst
Working hours
full-time
Responsibility
our client is a rapidly growing business that is re-defining how individuals and families connect and engage with their financial life
they their clients with control over their personal finances, enhancing their ability to achieve their personal and financial aspirations
our approach combines the best of human judgement and advice with sophisticated, data driven portfolio analytics and cutting-edge digital user-experience for both clients and advisers
they are seeking an exceptional senior risk and compliance officer to join the risk and compliance function and build out the risk and compliance framework to match the world class financial advice and technology functions already in the business
as a fast-growing company, there is considerable scope for the successful candidate to grow with the business, assume greater levels of responsibility and progress rapidly
the Risk & Compliance function is pivotal in creating a world class, scalable organisation, that requires the development and implement of a modern risk and compliance framework
advice to the business on key situational and transactional matters
A targeted compliance monitoring programme which evaluates and reports to senior management key findings gives assurance for to compliance
Education
bachelor's
Requirements
A Minimum of 4 years’ experience in retail financial services compliance