WILLIAMS INVESTMENT MANAGEMENT LLP

Responsibility

• make investments in portfolios of securities on behalf of clients under the investment objectives and parameters defined by the client
• handle activities associated with the management of a client portfolio, from day to day buying and selling of securities to portfolio monitoring, performance measurement and client reporting
• to provide suitable financial advice to existing and prospective clients through ethical and compliant sale activities, whilst operating at all times within the Compliance and T&C procedures of the firm

Requirements

• level 6/7 CISI qualification
• at least 10 years experience in financial services or investment management
• strong knowledge of financial markets, products, and investment strategies
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• strong communication and relationship management abilities
• ability to work independently and as part of a team

Earnings for position manager

Responsibility

• ensuring the update and accuracy of price file update
• recording Client Asset values in accordance with CASS regulations
• produce occasional reports if required by the firm’s policy and procedures
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• prepare periodic statements that comply with the periodic statement rules
• monitor and process corporate actions
• conduct the firm’s internal client money reconciliation process
• conduct the firm’s external client money reconciliation process
• completing cash movements in a timely manner ensuring regulatory obligations are met
• maintain accurate records to allow for accurate identification of each client’s money
• correctly allocate client entitlements arising from, eg, dividends, corporate actions, interest payments
• timely/accurate order input
• contract checking and production of contract notes
• ensuring that there is sufficient cash/stock to fulfil settlement
• carry out any other duties as may reasonably be required
• creating and loading the daily transaction report in order to comply with MiFID II regulations
• completing any system or client static data amendments
• conduct the firm’s internal custody record check
• completing holding movements/ account transfers correctly and ensuring, where applicable, a transaction report is created
• assist Partners with Investment Management administration
• under general supervision you will work in an accurate and timely manner to ensure the smooth running of the back office to comply with regulatory obligations
• timely and accurate Broker payments
• create new accounts on the in-house software

Requirements

• financial services
• level 1 - Problem Solving/Decision Making