SPEY in London Salary
UNIT 18, 53 NORMAN ROAD GREENWICH CENTRE BUSINESS PARK LONDON SE10 9QF ENGLAND
TIN: 09788862
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Earnings on positions in SPEY
SPEY is looking for employees for positions:
compliance officer
Responsibility
- regulatory Compliance
- monitor regulatory developments and updates related to the fintech industry, including banking regulations, data privacy laws, and anti-money laundering requirements
- assist in developing and implementing compliance policies, procedures, and controls to ensure adherence to regulatory standards
- assist in attaining FCA authorisation for financial services activities where necessary
- conduct compliance reviews, audits, and risk assessments to identify areas of non-compliance and implement corrective measures
- drawing-up and maintaining internal policy and procedure documents
- serve as a subject matter expert on compliance and legal matters, providing guidance and support to colleagues across the organization
- job Summary
Requirements
- essential: Bachelor's degree in law, business administration, finance, or a related field
- essential: Prior experience in compliance, legal, or regulatory roles within the fintech, financial services, or technology industry
- desirable: Paralegal certification or equivalent experience is preferred