Earnings on positions in PINEBRIDGE INVESTMENTS EUROPE
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PINEBRIDGE INVESTMENTS EUROPE is looking for employees for positions:
compliance officer
compliance officer
investment analyst
Requirements
minimum of 5 years related experience in an asset management firm or similar organisation
knowledge of UK and EU Money Laundering Regulations and related guidance
good communication and relationship building skills
A self-starter and ability to work autonomously
ability to multi-task and meet tight deadlines
attention to detail with good problem-solving skills
Responsibility
monitor regulatory developments including those relating to Money Laundering Regulations in the UK, EU and other jurisdictions in which PineBridge operates
contribute to compliance initiatives related to the distribution of PineBridge’s products and services as part of PineBridge’s Distribution Centre of Expertise
assist with the review of financial promotions to ensure they comply with relevant regulatory guidelines
provide compliance guidance and training to relevant stakeholders on regulatory matters including those related to financial crime prevention
provide compliance advice to PineBridge’s marketing and distribution teams on relevant cross-border marketing rules
perform monitoring tasks as part of the execution of PineBridge’s compliance program including those designed to test the effectiveness of PineBridge’s financial crime prevention framework
provide assistance to PineBridge’s regional compliance teams on financial crime prevention matters as part of PineBridge’s AML and Onboarding Centre of Expertise
assist with the compliance oversight and support of PineBridge’s regulatory footprint within the EMEA region including its representative offices
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