PGIM  Salary

GRAND BUILDINGS, 1-3 STRAND TRAFALGAR SQUARE LONDON WC2N 5HR
TIN: 03809039

PGIM
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PGIM is looking for employees for positions:

compliance officer

Benefits

  • mutual

Requirements

  • you are a strong team player who is inquisitive, self-motivated, industrious and prepared to constructively challenge the status quo
  • you have a proven track record of operating within an asset management environment
  • you are detail orientated, able to set priorities and complete simultaneous projects
  • you have good verbal and written communication skills, and the ability to deal with individuals at all levels of seniority
  • you enjoy challenges created by innovation, especially in the manufacturing of new investment products or entry into new markets
  • you can critically analyze, identify potential risks and strive to propose solutions
  • you have a genuine interest in, and experience of, European financial regulation and in investments and financial markets, especially in the marketing of products and services
  • knowledge of fund marketing, particularly of AIFs and/or UCITS, is preferred

Responsibility

  • assisting with the monitoring, tracking and communicating developments in EMEA regulation as they relate to marketing activities
  • reviewing, revising and approving a wide variety of financial promotions, advertisements, sales literature and related marketing communication materials in accordance with company policies, FCA and ESMA rules and other global regulations prior to distribution or use
  • assisting with the maintenance of relevant procedures and the provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues
  • assisting with projects intended to streamline processes, including the use of system-based approvals, and incorporating new communication techniques in the marketing lifecycle
  • keeping current on industry developments affecting marketing and sales materials across various media, and communicating to and advising internal clients of changes in applicable rules & regulations and their effect on the materials
  • as the PGIM business continues to grow rapidly, the Compliance deliverables also continue to evolve and the incumbent will be given the opportunity to expand their knowledge and responsibilities beyond the sphere of marketing to include other aspects of Compliance monitoring, training and advice
  • all tasks will be carried out in such a way as to protect the integrity and reputation of PFI, PGIM, Inc. and its global subsidiaries