Reviews HUMAN CAPITAL PARTNERS Brighton
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HUMAN CAPITAL PARTNERS is looking for employees for positions:

compliance manager

  • compliance manager

Responsibility

  • provide a business friendly and approachable service to all teams, whilst maintaining the necessary independence from these same teams
  • responsible for managing the Compliance Monitoring Programme
  • management of the Compliance Risk Register
  • assist the CCO with the identification and management of regulatory breaches
  • review and assess the impact of any regulatory reports, notifications and information requests and gather information for their submission
  • management of all information, data, and records within Compliance to ensure information is readily accessible, searchable and up to date
  • manage Compliance Induction Training for new starters and ensure training material is kept up to date
  • prepare monthly compliance reports and contribute to the production of information for the Board and other committees