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HL PARTNERSHIP is looking for employees for positions:
compliance officer
compliance officer
mortgage advisor
Working hours
full-time | Permanent
full-time | Part-time | Permanent
Responsibility
due to continued growth we are looking to expand our Compliance team at our head office in Leicester
HLP is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general insurance professionals, whatever their size or location
assessment of client files to ensure compliance with regulations and company standards
ensure our Appointed Representatives are, as per FCA guidelines, always Treating Customers Fairly and delivering good customer outcomes
provide compliant guidance and support to staff and Appointed Representatives
to instruct and coach members in order to improve risk assessment ratings
accurately record any findings and corrective activity
this means ensuring that any promotional material pose no risk of harm to the network or to the customer
Requirements
this is a permanent role, based at our Leicester office. Hybrid working will be available upon successful completion of your probation
as we are a non-sponsoring organisation, you will need to have the right to work in the UK
ideally we are looking for someone with experience, with a good grounding and understanding of working on a regulatory environment
experience of working under pressure, prioritising and working to tight deadlines is essential
it is essential that you have good computer skills, including but not limit to Microsoft applications
ideally you will need to be CeMap qualified and have experience within the mortgage compliance environment
you need to have excellent verbal and written communication skills with the ability to analyse information with a view to making informed decisions
ideally we need someone who is highly self-motivated to meet key objectives, with a real desire to provide support, with a confident and assured approach when discussing regulatory matters
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