Earnings on positions in ACCESS DIRECT FINANCIAL SERVICES
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ACCESS DIRECT FINANCIAL SERVICES is looking for employees for positions:
compliance manager
compliance manager
Working hours
full-time | Permanent
Responsibility
we are currently seeking a Compliance Manager for predominantly remote work
occasional travel to our offices will be required for meetings
the Compliance Manager will be responsible for ensuring our organisation operates in accordance with the FCA regulations
this role will involve implementing compliance policies and procedures, conducting regular adviser audits, and supervising the quality assurance team
about Us: We are a well-established and continually expanding Mortgage & Protection Broker firm
this role reports to the Head of Compliance and involves supporting the day-to-day operations of the business while also overseeing the quality assurance team
job Description: This is a full-time, permanent position with standard working hours from 9:00 AM to 5:30 PM, Monday to Friday
training: Conduct compliance training sessions for advisers to enhance awareness and understanding of compliance obligations
Education
bachelor's
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