1OAK CAPITAL Salary
50 SLOANE AVENUE LONDON SW3 3DD UNITED KINGDOM
TIN: 06890293
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Earnings on positions in 1OAK CAPITAL
1OAK CAPITAL is looking for employees for positions:
compliance officer
Working hours
- part-time
Responsibility
- manage the firm's regulatory and compliance risk
- the ideal candidate will be a compliance professional who has at least five years of experience in Retail
- advise and train personnel on all regulatory matters
- part-time role - flexible to fit around the candidate
- liaise with the external Company Compliance Advisor to develop and update compliance policies and training
- location – Remotely with frequent visit to the Mayfair Headquarter
- compensation - competitive salary and discretionary bonus scheme
- mayfair-based Asset & Wealth Manager
Requirements
- compliance, Minimum 5 years in Retail Compliance FCA
- compliance regulatory and advisory experience within retail for asset management, wealth management or investment banking
- strong knowledge of UCITS and retail investment products
- compliance management: 5 years