1OAK CAPITAL

Compliance Officer London

About usFounded in 2009, the 1OAK Financial Group is a London headquartered firm specialised in investor solutions in Asset& Wealth Management for institutional clients and family offices.We strive to be a recognised leader in cutting-edge Asset and Wealth Management solutions. To achieve our goals, we implement a unique business model that enables the creation and maximisation of cross-functional synergies to their full potential and passes them on to our clients in the form of high-value-add solutions and services.Full Job DescriptionGrowing Mayfair-based Asset & Wealth Management Company that is focused on providing a range of multi-asset investment funds and advisory to its Institutional and Private Banking clients requires a Compliance Officer who will provide consistent compliance support. The ideal candidate will be a compliance professional who has at least five years of experience in Retail.Part-time role - flexible to fit around the candidateLocation – Remotely with frequent visit to the Mayfair HeadquarterCompensation - competitive salary and discretionary bonus schemeMayfair-based Asset & Wealth ManagerASAP startExperience:Compliance, Minimum 5 years (Required) in Retail Compliance FCAKey Requirements:Compliance regulatory and advisory experience within retail for asset management, wealth management or investment bankingStrong knowledge of UCITS and retail investment productsExcel at building relationships within a multi-national team and across the business unitsKey Responsibilities:Manage the firm's regulatory and compliance riskAdvise and train personnel on all regulatory mattersLiaise with the external Company Compliance Advisor to develop and update compliance policies and training