strategic Oversight: Manage the compliance dashboard, analysing MI data to identify and address strategic and conduct risks
regulatory Approvals: Lead the way in securing regulatory approvals via the FCA Connect system to ensure timely authorizations
compliance Monitoring: Oversee compliance monitoring projects, conducting regular checks to ensure adherence to initial compliance assessments
special Projects: Manage various projects, including Audit action items, SM&CR requirements, FCA Directory, and more, ensuring regulatory compliance and control
stakeholder Collaboration: Collaborate with stakeholders and support Risk and Compliance Committee meetings, representing the Head of Compliance when needed
Earnings on positions in SHERBORNE TALENT SOLUTIONS