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LUPTON FAWCETT LLP is looking for employees for positions:
quality manager
quality manager
Working hours
full-time
Responsibility
undertake any other duties as may be assigned which will be varied subject to changing business needs but in keeping with the general profile of the role
drafting of new policies and procedures as may be required to support the Firm’s risk and quality strategy
produce a monthly Management Board Report, quarterly Risk Report and any other ad-hoc reports / proposals as may be required
support the MLRO/MLCO to ensure compliance with AMLTF regulations and best practice including maintaining and updating the firm-wide risk assessment
assist the Notary Public with compliance with his regulatory obligations and AMLTF compliance
maintain up to date knowledge of statutory, legal and compliance issues making recommendations for systems, policies and procedure changes as appropriate
undertake an annual risk audit reporting findings and making recommendations
monitor implementation of actions, to chase and escalate where necessary and according to timescales
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