BNY MELLON NOMINEES

Responsibility

• overview
• bring your ideas. Make history
• BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology
  Show more +56
• control Team
• team Description
• the Pershing EMEA Control Team ensures that the control culture is embedded, sound, and meeting client needs
• serves as the escalation point for issues regarding client profiles, keeping leadership apprised of potential areas of concern
• leads special projects/initiatives that are of strategic importance for the function or business unit
• the role involves review activities encompassing the supervision of Fund Accountants, Supervisors, Assistant Managers and staff management aspects
• the Control family is part of the first line of defence
• plan and organise assistant manager activities
• collaborates with internal stakeholders from other functions to help coordinate AML/KYC/Prevention procedures and policies in overall compliance strategy
• develops consultative partnerships with internal teams and leaders to understand their strategic objectives, key performance indicators and reporting requirements
• regularly leads on interactions with clients in providing consultation and ensuring team resolution for complex inquiries and transactions
• monitor team performance, conducting appraisals and managing required recruitment for team and ensure appropriate training and development
• specialist Control Role
• supports the implementation of training programs and gathers feedback to determine whether trainings address department findings and organizational need
• manages the performance of assigned staff and sets team priorities
• navigates the entire firm in order to effectively complete tasks
• this is what #LifeAtBNYMellon is all about
• plan, organise and monitor the production of accounts and subsidiary information for collective investment vehicles
• allocates work to team members and begins focus more on HR accountabilities for the team
• maintain and provide regular management information on relevant aspects of team and team deliverables
• we’re seeking a future team member for the role of Vice President, Client Processing I to join our Pershing Operations team
• leads projects/analyses and may assign work to other team members
• manages a Large/ Small team of AML/KYC/Prevention staff
• defines and develops analytical approaches to unprecedented and complex issues
• pershing provides a broad range of financial business solutions to investment banks, broker-dealers, wealth managers, financial planners and advisers across EMEA
• review and sign-off of accounts files, distribution information, proof reports and other associated calculations and information
• we are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration
• primary Responsibilities
• conducts unprecedented or complex analyses and reporting in support of general business operations, special projects/initiatives and/or strategic/operational planning activities
• ensure effective and cooperative liaison with external parties relevant to team deliverables
• known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital
• we provide sophisticated front-end technology and flexible middle office capabilities with execution, settlement and custody services
• the Compliance Surveillance 2LoD team is multifaceted in that it is 1) structured to provide independent check and challenge over the 1LoD trade, e-communications, and voice surveillance programs; and 2) responsible for the primary review and escalation of Line of Business and Control room related issues resulting from transaction and/or e-communications surveillance alerts
• ensures adherence to the review framework. May provide recommendations to help ensure that the process, from preparation to approval, is equipped with the appropriate checks and balances to ensure accuracy
• the jobholder is responsible for the delivery of statutory and regulatory financial reporting requirements for client’s collective investment vehicles including the calculation of distribution rates and taxation amounts
• it is responsible for conducting independent control assessments, developing standardised controls that represent operating best practices, providing education on controls and emerging risks, and supporting business development and change
• leads the control and risk management testing and reporting including Error / Near Miss analyses
• is Responsible for multiple custodian bank reconciliations for cash and stock working across multiple accounting platforms and clients
• reviews operational data/metrics, analyzes and synthesizes the data, then compiles into reports or presentations
• manage a Financial Reporting team ensuring appropriate staffing with skills in place, to deliver required Financial Reporting services to designated clients
• compliance Surveillance is a global group with teams in many locations including New York, Pittsburgh, London, Singapore, and Pune providing control oversight in respect of regulatory and governance programs
• ensure effective liaison with other internal teams
• with over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn
• these are supported by a robust regulatory and compliance framework with dedicated client asset experience and expertise
• provide daily and monthly reporting including positions, cash forecasting, month end client reports and ad hoc requests
• analyzes and determines appropriate level management intervention. Leads and contributes to policies for developing, documenting and analyzing existing control procedures
• while the QA portion of the program is based on a partnership with the business the function must remain independent in ensure that the company and individuals within the company complies with relevant laws, regulations, market standards, and ethical norms
• today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself
• this role is located in Liverpool, and is Hybrid
• ensures that existing control and business recovery practices and procedures are documented
• identifies, analyses, monitors, and minimizes most complex areas of control testing, control and risk education, and operational and risk support activities to the business and manages projects to adjust or create controls required to meet regulatory and corporate expectations
• where appropriate or required deputise for the Group Manager, provide cover for team deliverables and support other Financial Reporting teams
• recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team
• responsible for the achievement of team goals and objectives, talent management and supervision of Middle Office staff
• communicates with internal teams and leaders to stay abreast of organization and function operations and is familiar with company practices relevant to metrics, performance indicators, reporting protocols, etc
• no direct reports but may provide guidance to less experienced staff

Requirements

• financial Services
• auditing
• finance
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• service Delivery
• fund Accounting
• assessing
• accounting Standards
• investment Management
• compliance
• investment
• structured Products
• middle Office
• governance
• investments
• reporting Requirements
• shareholder
• risk Management
• surveillance
• structured finance
• reconciliation
• trade
• cooperate trust
• client Facing Skills
• debt capital management
• people Management
• BA/BS degree
• minimum of 5-7 years of surveillance or regulatory experience
• good knowledge of market abuse regulations and potential market abuse-related scenarios
• able to demonstrate in-depth trading/product knowledge around trading correlations, use of derivatives and hedging
• knowledge of FINRA, SEC , CFTC Dodd Frank, and NFA/CME regulations as well as Treasury Market Best Practices
• working knowledge of LiquidMetrix, KX, Actimize, or similar trade surveillance monitoring systems
• strong verbal and written communication skills. Ability to interact with front office and technology personnel
• strong analytical and project management skills

Earnings for position manager

Current offers for the position:

Responsibility

• overview
• relationship Manager – Asset Servicing Investment Manager Client Coverage Team
• group Manager, Client Processing
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• bring your ideas. Make history
• BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology
• manages the daily transactional workflow within the team and aligns team resources accordingly to complete the daily tasks
• performs complex operational tasks within Operations. Performs complex, manual processing of updates to client accounts or company records
• resolves escalated issues from team members
• leads a small team within the Reconciliation function responsible for performing in-depth analysis of reconciliations
• identifies areas requiring analysis of operations and resolution for more efficient operations
• provide product knowledge and technical assistance on complex problems. Act as the team’s initial point of contact for issues requiring escalation
• manages the performance of assigned staff and sets team priorities
• oversees Client Processing to ensure transactions are handled correctly and timely
• maintains correspondent accounts in accordance with applicable regulations and policies, ensuring regulatory compliance and minimizing exposure related to assigned processing tasks
• supervise the daily workflow and align resources to ensure all tasks are completed
• responsible for ensuring training programs address department findings and organizational need. Ensures staff development in area of expertise
• manages the performance of teams and sets area priorities
• manages relationships with a broad set of clients and resolves any unique escalated issues related to fund calculations and accounting
• analyzes operational needs, contributes to the development and implementation of solutions
• utilizes MIS reporting to ensure correct and timely processing
• manages multiple teams in determining the net asset value for assigned funds for each measurement cycle
• serves as the escalation point for issues regarding client profiles, keeping leadership apprised of potential areas of concern
• directs and sets priorities for processes that check for the completeness and accuracy of disclosure in financial statements
• provides product knowledge and technical assistance on complex problems
• provides product knowledge and technical assistance, determining when the more complex problems should be referred to a supervisor or senior professional
• succession planning. Deliver education and provide on-going learning opportunities
• manages relationships with assigned clients and resolves any escalated issues related to fund calculations and accounting
• we’re seeking a future team member for the role of Manager, Client Processing to join our Pershing Operations team
• collaborates with internal stakeholders from other functions to help coordinate AML/KYC/Prevention procedures and policies in overall compliance strategy
• provides guidance to teams managed to ensure that accounting records are maintained in accordance with departmental policies and procedures
• interacts with supervisors and managers of other groups in the firm to address issues and recommend improvements
• acts as the teams initial point of contact for issues requiring escalation
• review and check work of other Client Processing Support staff and help resolve escalated issues
• partner with the Trading desk to provide exceptional levels of service to new and existing clients
• this is what #LifeAtBNYMellon is all about
• pershing provides a broad range of financial business solutions to investment banks, broker-dealers, wealth managers, financial planners and advisers across EMEA
• communicates reports and accounting intricacies to clients
• resolves complex escalated issues from team members
• tests new technology solutions or improvements for new and existing business needs and acts as a subject matter expert
• participates in the recruiting process
• may be responsible for allocating and checking work of other team members
• proactively identify process efficiencies or enhanced controls. Be forward thinking in your mindset
• we provide sophisticated front-end technology and flexible middle office capabilities with execution, settlement and custody services
• we’re seeking a future team member for the role of Group Manager, Client Processing to join our Pershing team
• manages a small team of Accountants responsible for conducting accounting services on behalf of assigned clients including determining net asset values, calculating fund performance, allocating expenses, and preparing reports
• manages a Large/ Small team of AML/KYC/Prevention staff
• directs multiple Fund Accounting teams that are responsible for conducting accounting services on behalf of a broad array of assigned clients including determining net asset values, calculating fund performance, allocating expenses, and preparing reports
• responsible for all of the firm's cash or security position reconciliations. Oversees all aspects of reconciliation, including system administration, testing and troubleshooting issues related to the reconciliation process
• manage a small to medium sized Client Processing team that handles any/all aspects of client accounts, including client enquiries, transaction processing and problem resolution
• evaluates GAAP and/or IFRS rules to determine impact of new regulations on BNY Mellon fund accounting practices
• instructs, assigns, directs and reviews the work of Client Processing analysts
• participate in the recruitment process
• we are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration
• these are supported by a robust regulatory and compliance framework with dedicated client asset experience and expertise
• manages the AML/KYC/Prevention function assigned to research, prepare and review basic and complex client profiles for clients that vary in risk and complexity
• responsible for the financial and human resources for the unit and ensures assigned teams are operating effectively to meet unit goals and objectives
• serves as the primary point of contact for clients and executes all correspondent requisites in a timely and accurate manner with an understanding of the underlying business and specific client needs
• manages a small team of Accountants
• supervises a small team of Reconciliation staff
• prepares performance reviews and provides ongoing feedback to staff
• prepare performance reviews and provide ongoing feedback to staff
• provides guidance to teams on implementation of new policies to follow regulations
• directs processes and allocation of resources in determining the net asset value for assigned funds in multiple sectors for each measurement cycle
• deciphers complex exceptions and performs root-cause analysis as to why the exception exists. Acts as the first level of escalation for complex or serious issues
• known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital
• it's part of our commitment to being a true partner for our clients' investment success
• this role is located in Liverpool and is hybrid
• directs the drafting of financial reports for clients to review fund performance
• manages team in determining the net asset value for assigned funds for each measurement cycle.Manages relationships with assigned clients and ensures all questions are answered and issues with fund calculations and accounting are resolved
• contributes to the achievement of team objectives
• ensures adherence to the review framework. May provide recommendations to help ensure that the process, from preparation to approval, is equipped with the appropriate checks and balances to ensure accuracy
• communicates reports and complex accounting intricacies to clients
• provides input into departmental budgets and planning. May develop business plan for team/group operations
• identifies, investigates and resolves problems in client accounts or company records. Works closely with technology and systems teams to ensure the system is efficient and incorporates any necessary risk mitigations

Requirements

• 5-7 years of total work experience and at least 1-3 years in management preferred
• bachelor’s degree or equivalent combination of education and experience
• big 4 accounting firm experience preferred
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• bachelors degree in accounting or the equivalent combination of education and experience is required
• bachelor’s degree or the equivalent combination of education and experience in business management or related field is required
• bachelors degree or the equivalent combination of education and experience is required
• high school/secondary school or the equivalent combination of education and experience is required. Bachelors degree preferred
• 4-5 years of total work experience and at least 0-1 years in management preferred. Big 4 accounting firm experience preferred
• 4-5 years of total work experience with at least 0-1 years in management preferred. Experience in brokerage/banking operations/ reconciliation processes preferred
• 4-5 years of total work experience is preferred with at least 0-1 years in management
• 3 - 5 years of total work experience preferred
• BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer
• applicable local/regional licenses or certifications as required by the business
• experience in brokerage processing is preferred
• experience in brokerage processing preferred
• minorities/Females/Individuals with Disabilities/Protected Veterans
• we support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums

Current offers for the position:

Responsibility

• overview
• senior Compliance Testing Officer
• bring your ideas. Make history
  Show more +51
• BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology
• partners with Finance to facilitate compliance with complex regulatory and policy requirements
• act as a delegate for the UK Testing Manager in reviewing and approving testing files
• based on assessments of controls, works with Finance to implement improvements and develop documentation when control changes are made
• notify management and/or the Chief Compliance and Ethics Officer immediately on discovery of any material regulatory breach
• assist with production of the annual Compliance testing programme
• ensure that all findings identified monitoring are accurately recorded to allow for tracking to completion
• contributes to the development of projects and programs to improve compliance and enhance the control environment
• proactively chase outstanding monitoring activities
• analyzes control processes to determine whether they are compliant with applicable laws, rules and regulations
• provision of Management Information in respect to Monitoring activities, including root cause analysis of any global trends or emerging risks identified
• this is what #LifeAtBNYMellon is all about
• reviews the appropriateness of control processes and guides Finance in implementing improvements
• represent Compliance on internal working groups or forums/committees in respect to Compliance Monitoring, where relevant or required
• must comply with the FCA and PRA Conduct Rules
• ensure that all compliance testing is completed in accordance with the annual testing program on time and to a high standard in line with the global compliance testing methodology
• independently contributes to the continued development and implementation of the compliance function that is responsible for oversight and challenge of the Finance function, with particular focus on international regulatory obligations
• overseeing Compliance Monitoring to ensure that it is completed in accordance with the annual monitoring program on time and to the standards set within the global compliance monitoring methodology
• represent Compliance on external committees, working groups, and trade body seminars if required to do so
• may provide guidance to junior professionals to improve their understanding of compliance, control and documentation policies
• training and supporting Business Compliance Officers conducting Monitoring activity
• we are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration
• act as a delegate for the Global Head of Compliance Monitoring and Testing in providing support and guidance to Compliance Officers conducting Monitoring, where required
• assist the Global Head of Compliance Monitoring and Testing in further design, build and implementation of enhancements to the Global Compliance Monitoring Framework
• known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital
• alert management including the Chief Risk Officer and / or the EMEA Chief Risk Officer immediately of any significant changes to business risks and internal control effectiveness
• training and supporting other members of the team
• analyzes existing and proposed legislation, regulatory announcements and industry practices in order to help Finance develop and implement procedures to meet existing and upcoming requirements
• uses strong partnerships with Finance managers to respond to collaborate on reports issued by regulatory agencies or audit
• with over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn
• notify management and/or the Chief Compliance and Ethics Officer and EMEA Head of Compliance immediately on discovery of any material regulatory breach
• today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself
• ensure that all findings identified within an allocated review are accurately recorded on CRAFT and that proactive actions are taken to ensure satisfactory resolution of issues raised
• generic Staff Responsibilities
• helps prepare risk-based reviews of existing and emerging regulatory requirements, concerning issues and control gaps
• comply with all BNY Mellon corporate policies and procedures, including HR policies and procedures, applicable to BNY Mellon
• complete all mandatory training and ensure any external training undertaken has been recorded in the training system and obtain or maintain all qualifications that may be required in order for you to perform your role
• may contribute to the development of recommendations for corrective action and issue tracking to ensure resolution efforts proceed timely and effectively
• we’re seeking a future team member for the role of Senior Compliance Testing Officer to join our Compliance team. This role is located in London, Manchester OR Edinburgh, Hybrid
• contributes to the preparation of time sensitive reporting and appropriately escalates issues to management
• proactively chase outstanding and overdue issues and reflect updates on CRAFT in line with the requirements of the global methodology
• represent Compliance at internal meetings and Committees where required
• maintains strong working relationships in order ensure the timely delivery of information and increase the likelihood of favourable conditions for compliance activities
• act as a delegate for the UK Testing Manager in providing support and guidance to team members where required
• comply with all Security and Health & Safety policies and procedures operating within the business
• providing timely and accurate Management Information where relevant to internal stakeholders
• assisting the Head of Compliance Testing and Monitoring in further design, enhancement, and implementation of a Global Compliance Monitoring framework
• represent Compliance at client meetings where required to provide updates in respect to testing
• conducting thematic compliance testing reviews in line with the global methodology and ensuring evidence is retained of such
• be responsible for the delivery and preparation, review and completion of internal and external regulatory reporting as required, including corporate reporting to BNY Mellon Investment Management
• ensure the team’s maintenance and the ongoing effectiveness and implementation of all compliance policies and procedures, including the RCPP Manual, PTA and CODERAP administration

Requirements

• compliance
• financial Crime
• compliance Advisory
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• regulations
• regulatory Requirements
• compliance Regulations
• excellent communication skills and experience building and maintaining successful working relations with stakeholders
• financial Audits
• excellent drafting skills
• able to analyze regulations and assess their applicability to business activity
• degree educated or a strong academic/professional work record with particular preference for Compliance and/or Legal, Audit, Risk background
• degree educated or a strong academic/professional work record with particular preference for Compliance and/or Audit, Risk background
• pro-actively represent Compliance in any business change activity and projects, ensuring that they are assessed from a regulatory perspective
• detail-oriented
• A compliance qualification would be a distinct advantage
• experience in Compliance Monitoring / Testing or Risk and Control Monitoring
• delivering training to Compliance stakeholders on Monitoring Framework and Standards
• able to quickly adjust to corporate and regulatory changes and shifting priorities
• proven experience in the UK Financial Sector, preferably with a background in Compliance Testing or Internal Audit
• this is an exciting opportunity to take on a newly created role within the independent central Compliance Assurance function
• assessment, communication and implementation of regulatory change to include responses to industry papers
• bachelor's degree or the equivalent combination of education and experience. Business, Finance or Law degree preferred
• assessment, communication and implementation of regulatory change as it relates to Compliance Monitoring activities
• good PC skills
• good report writing and presentation skills
• focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy
• 7-10 years of total work experience preferred
• superior interpersonal and communication skills
• pro-actively represent the central Compliance Testing and Monitoring Function in any business change activity and projects, ensuring that they are assessed from a regulatory perspective
• working with local business management to ensure compliance with general compliance matters, advise on upstream risk and act as a liaison between those areas and local regulatory authorities
• you will take on responsibility for delivering timely and thorough compliance testing reports as detailed in the annual testing program covering all Investment services business functions
• you will support the UK Head of Compliance Testing in assessing the current/emerging risks concerning the local business to enable determination of the structure and composition of the annual testing programme
• you will take on responsibility for tracking and overseeing timely completion of Compliance Monitoring globally as detailed in the annual monitoring program
• the role may require input across other BNY Mellon operations where business is outsourced. Therefore, the jobholder should be prepared to travel
• finance, Compliance, or Audit background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred
• you will support the Global Head of Compliance Testing and Monitoring in enhancing this global framework as well as reporting on status of the plan and providing an assessment of global trends arising from Monitoring
• must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm

Benefits

• mutual

Current offers for the position:

Responsibility

• overview
• senior Vice President, Belgium & France Markets Global Tax Advisory
• senior Analyst, Tax Reporting & Compliance
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• bring your ideas. Make history
• BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology
• provides advanced operational support for the preparation and maintenance of tax records, returns, and reports for internal and/or external clients
• coordinates tax-related regulatory filings
• gathers required data elements, as needed, for various regulatory filings
• implements system and operational modifications to comply with more substantial regulatory changes. Updates tax forms and information return layouts
• implements system and operational modifications to comply with more substantial regulatory changes
• performs second-level quality assurance of tax deliverables for more complex clients in accordance with department policies
• updates tax forms and information return layouts
• tracks data needed for tax calculations
• this is what #LifeAtBNYMellon is all about
• performs straightforward analysis of data and resolves moderately complex data issues
• role
• tax withholding in the French and Belgian market
• monitoring of tax changes in the French and Belgian markets and ensuring that these get incorporated in the custody framework timely
• we are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration
• guidance on US FATCA for the French and Belgian business
• provides guidance to less experienced team members
• known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital
• guidance on Common Reporting Standard for the French and Belgian business
• responsible for the quality and completion of own work
• with over 239 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn
• with over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn
• guidance on DAC6
• today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself
• european and local Financial Transaction Taxes and
• cross-border withholding tax relief based on double taxation agreements, European Court of Justice claims or tax exemptions provided by local law
• we’re seeking a future team member for the role of Senior Analyst to join our Tax Reporting & Compliance team. This role is located in Manchester, UK and will be working on a hybrid basis
• provides guidance, training and support to other team members
• identifies missing data needed for tax records and filings and liaises with others in the tax team to obtain the information.No direct reports
• reconciliation and filing preparation of various regulatory tax returns including, 1042s,1099, Irish Encashment Tax, FATCA, CRS, HMRC Other Interest
• identifies missing data needed for tax records and filings and liaises with others in the tax team to obtain the information. No direct reports
• supports the coordination of tax-related regulatory filings. Gathers required data elements, as needed, for various regulatory filings
• identifies missing data needed for tax records and filings and liaises with others in the tax team to obtain the information
• provide data and feedback to clients and stakeholders as required
• helps develop and contributes to the achievement of team objectives
• determines liabilities, withholdings, and other calculations for internal or external clients
• participate in Team, Department or Bank wide projects and initiatives alongside standard workload

Requirements

• banking
• financial Services
• tax
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• preferably qualification as a tax advisor and / or tax lawyer in France or Belgium
• high school/secondary school or the equivalent combination of education and experience is required
• custody tax knowledge in other markets would be beneficial
• bachelor’s degree in a business discipline preferred.3-5 years of total work experience preferred
• bachelor’s degree in a business discipline preferred
• team player able to work across multiple lines of business with excellent communication skills, both written and oral
• 3-5 years of total work experience preferred
• strong analytical and managerial skills
• extensive tax experience in the Investment Services Business obtained through significant amount of experience gained at a French or Belgium custody bank, financial service provider or investment fund company

Earnings for position tax senior

Current offers for the position:

Responsibility

• identifying and assessing the technology risks related to various EMEA business processes
• testing and documentation of automated controls and processes as per Audit plans and methodologies
• specifically controls surrounding interface testing , application controls , and output controls
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• developing remediation strategies and proposing issues addressing the control gaps
• being part of integrated audits and being able to manage audit activities and deliver high quality audit reports
• challenge Business/Operations Management to ensure appropriate remedial action has been taken where issues have been identified
• testing financial, operational and other processes as per Audit plans and methodologies
• write high quality, professionally presented Internal Audit reports and audit findings, requiring minimal input from Audit Management
• performs research independently and has adequate knowledge of statistical sampling and risk analysis to perform research with technical accuracy
• to work with the client asset safety Audit Manager to provide client asset safety specific direction and support to Audit Management and the Audit team in general
• understand and apply the Internal Audit Methodology to produce good quality and detailed working papers
• leveraging advanced business knowledge or experience in order to practice strategic or systemic results
• responsible for ensuring testing is adequately thorough and accurate to allow an evaluation of the adherence to company policies and procedures, audit methodologies, and all applicable regulations, when performing a project leader role
• keep up-to-date with developments in client asset safety regulations and their application to the Company, including liaising with the Global Asset Safety Oversight Office, Compliance and Risk
• engages in Continuous Monitoring activities. Uses knowledge of financial institutions and all applicable regulatory requirements
• represent Internal Audit in all client asset safety related projects and committees as assigned
• ensure that client asset safety regulations, risks and controls are appropriately covered in the client asset safety audits they are responsible for completing
• reviewing and evaluating the design and effectiveness of technology controls , and automated business controls mitigating the identified risks
• support/lead client asset safety specific audit reviews, being responsible for managing certain aspects of the audit from planning, fieldwork, and reporting and issue closure
• work with the client asset safety Audit Manager to provide input to and deliver client asset safety training
• performing research independently and having adequate knowledge of statistical sampling and risk analysis to perform research with technical accuracy
• demonstrates understanding of businesses, processes, including applications, through flowcharting, workpapers, analysis, issue identification and discussions with project leaders and auditees on projects of varying complexity
• work with the client asset safety Audit Manager to provide a view on the validity and risk implications of any client asset safety related audit issues
• contribute towards maintaining the client asset safety Audit Universe Inventory and associated risk assessment from ongoing continuous monitoring activities
• engaging in Continuous Monitoring activities
• has strong understanding of audit, businesses, financial controls, regulations, or technology and actively seeks to apply this knowledge in their role and educate the wider audit team. Thinks beyond past routines about new issues or emerging risks
• develops relationships with the Audit Project Leader and/or audit management, other Audit associates, and clients
• support/ lead other non- client asset safety related audit reviews
• using knowledge of financial institutions and all applicable regulatory requirements on a day to day basis
• able to query business and technology stakeholders and colleagues in Audit to understand the underlying processes and procedures necessary to evaluate the risks and controls
• demonstrating a understanding of businesses and processes through flowcharting, work papers, analysis, issue identification and discussions with project leaders and auditees on projects of varying complexity
• carry out other ad-hoc tasks and projects as directed by Audit Management
• elevates potential audit issues to the Audit Manager as soon as they are identified
• being able to query business clients and colleagues in Audit to understand the underlying processes and procedures necessary to evaluate the control risks
• thinking beyond past routines about new issues or risks
• demonstrates skills through advanced analysis of business processes and issue identification, as well as discussions with the project leader/manager and auditees. Serves as an internal resource capable of auditing a wide range of processes
• demonstrating skills through advanced analysis of business processes and issue identification, as well as discussions with the audit manager, and auditees

Requirements

• audit
• asset Management
• internal Audit
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• banking
• finance
• investment Banking
• financial Services
• relevant years of experience in client asset safety related roles
• proven experience in IT Audit, Risk Management, ITGS, IS or related area
• good understanding of client asset safety regulatory requirements
• IT Audit qualification or related certifications preferred
• degree in Accounting, Finance, or relevant critical thinking specialty such as MIS, Computer Science, Mathematics preferred
• good general knowledge of the financial services industry and its regulations and laws
• university Degree in Computer Science, Information Technology or Finance
• relevant years of total work experience
• strong understanding of Custody Operations/Banking, Transfer Agency and other Operations impacted by the client asset safety rules
• critical thinking and problem solving
• prior experience in Audit or Risk, preferably focussed on Applications
• prior experience in Audit or Risk, preferably focused on Applications
• an understanding of front to back client asset safety processes and controls such as client onboarding, or reconciliations
• excellent communication skills
• additional core skill requirements include understanding and interpretation of analytics results for Audit, critical thinking and problem solving
• experience in an Internal/External Audit, or Compliance monitoring role preferred
• former experience within Internal Audit in an international company is an advantage
• A strong, confident persuasive communicator , capable of robust dialogue
• BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans
• self-starter with ability to work under minimal supervision
• we support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums
• proven track record of delivering risk based projects
• experience of dealing with and presenting to senior management
• knowledgeable on good governance practices
• skill in negotiating issues and resolving problems

Current offers for the position: