Earnings on positions in BLACKTOWER FINANCIAL MANAGEMENT
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BLACKTOWER FINANCIAL MANAGEMENT is looking for employees for positions:
compliance manager
compliance manager
Working hours
full-time
Responsibility
core Responsibilities
reviews of suspicious activity to ensure compliance with the policies and procedures put in place
oversight of annual adviser Training & Competence Management of advice and sales monitoring
complaints management and oversight Management of financial promotions approvals
management any ad-hoc and annual regulatory reporting
management of regulatory investigations and audits
compliance Manager – UK Location: Remote
analysing regulatory developments, new compliance legislation, market developments and reporting findings to the Joint Managing Directors Management of AML, PEP’S, Sanctions & CTF monitoring
Education
A-Level or equivalent
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