BLACKTOWER FINANCIAL MANAGEMENT  Salary

ASHCOMBE COURT WOOLSACK WAY GODALMING GU7 1LQ UNITED KINGDOM
TIN: 03500648

BLACKTOWER FINANCIAL MANAGEMENT
Premium profile inactive
Premium profile inactive

Earnings on positions in BLACKTOWER FINANCIAL MANAGEMENT

Looking for a job?

Describe to the employer what experience you have and get interesting career offers! Let other users advise you on your choice.

BLACKTOWER FINANCIAL MANAGEMENT is looking for employees for positions:

compliance manager

Working hours

  • full-time

Responsibility

  • core Responsibilities
  • reviews of suspicious activity to ensure compliance with the policies and procedures put in place
  • oversight of annual adviser Training & Competence Management of advice and sales monitoring
  • complaints management and oversight Management of financial promotions approvals
  • management any ad-hoc and annual regulatory reporting
  • management of regulatory investigations and audits
  • compliance Manager – UK Location: Remote
  • analysing regulatory developments, new compliance legislation, market developments and reporting findings to the Joint Managing Directors Management of AML, PEP’S, Sanctions & CTF monitoring

Education

  • A-Level or equivalent