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AUSTIN ANDREW is looking for employees for positions:
compliance manager
compliance manager
client administrator
marketing executive
operations manager
financial controller
audit manager
project manager
compliance officer
accountant
management accountant
Working hours
full-time
part-time
Responsibility
austin Andrew Ltd London Area, United Kingdom
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an excellent generalist opportunity to work for a very successful and well- regarded boutique tech-focused investment management firm
this would suit an enthusiastic and dynamic candidate with solid investment management compliance experience, with also the key skills outlined below
assisting with updating and execution of the compliance monitoring plan
updating compliance and risk policies
daily portfolio compliance guideline monitoring and investment breach reporting
Requirements
if you have this experience and are interested please contact Fergus Hooley in confidence without delay
A law degree or some hands-on experience in the field would be advantageous
preparing regulatory submissions and applications
strong academic background, law undergraduate degree preferable but not necessary, ideally including a post-graduate qualification and/or compliance professional diploma, 7-10 years’ experience working with buy side Alternative Fund Manager
please apply online to Fergus Hooley - in complete confidence
fergus Hooley
I am keen to hear from candidates who have experience of general compliance experience ideally from , or with exposure to , an asset management environment
I am keen to hear from candidates who have experience of general legal and compliance topics , ideally from , or with exposure to , an asset management environment
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